• Current Job Openings

    Compliance Officer, New York, NY Implement and conduct law and regulatory compliance matters in areas of investment and capital market; conduct regulatory and exchange audits and inquiries; monitor and examine compliance interplay among entities; create data rooms and obtain appropriate compliance review and approvals on each transaction; develop and monitor policies and procedures; establish a control environment to ensure compliance with federal law and regulations; provide legal and regulatory guidance for prospects and existing clients; prepare due diligence reports and memos of investments; develop company internal procedures in response to changes in regulations or standards. Master of Laws or Juris Doctor plus 6 months of experience in job offered or as Regulatory Affairs Specialist. Mail resume to D. One Vision Management, 590 Madison Ave, Suite 2141, New York, NY 10022.